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Interested parties please email your full resume with present & expected salary and date of availability to
hr@cm-fin.com


Equity Research Analyst

Responsibilities:

- Conducting research report and build financial models

- Preparing internal and external written reports, visiting companies, attending listed companies annual meeting 
- Building and maintaining relationships with listed companies
- Specialized in Education, Property, Fintech or banking sectors preferred


Requirements:

- Degree or above in Accounting / Economics / Finance or related discipline;
- At least 3 years research experience
- holder of CFA or CPA is an advantage
- Experience in equity analysis for both secondary and primary equities and deal base research are preferred
- Good communication, interpersonal and presentation skills;

- Good command of written andspoken English, Cantonese and Putonghua (a MUST) 



Settlement Officer/ Senior Settlement Officer (Futures & Bond)

Responsibilities:
- Process daily settlement and reconciliation operations, record client transactions, prepare client statements and settlement reports
- Handle accounts and settlement services request from clients
- Provide administrative and clerical support, such as data input and document filing
- Communicate with internal and external parties
- Perform other ad-hoc duties as required

Requirements:
- 2-5 years relevant settlement experience 
- Good knowledge of in investment management system as well as DCASS and Euroclear operations
- Familiar with local regulatory and compliance requirements in relation to settlement issues
- Good PC skills in Word and Excel
- Good interpersonal and communication skills
- Good command of English, Cantonese and Mandarin
- Responsible, self-motivated and independent




Senior Dealer – Securities/ Futures

Job Description:
- Execute securities and futures transactions for customers
- Monitor the clients’ trading activities
- Responsible for day end transaction matching
- Handle Clients’ enquiries
- Comply with procedures, policies and regulatory requirements

Requirements:
- Degree holder 
- Licensed with SFC as Representative for Type 1 and/or 2 regulated activities
- Minimum 3 years’ dealing experience in Hong Kong
- Excellent written and verbal command of English and Chinese, fluency in Putonghua
- A team player, aggressive, knowledgeable and hard working
- Familiar with Bloomberg is a plus
- Experience in bond trading is a plus




Compliance Manager

Job Description:
- Review and enhance compliance framework on Type 1 and/or Type 9 regulated activities
- Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements
- Handle inquiries and investigation from SFC and HKEx
- Handle licensing issues for individuals;
- Perform transactions monitoring and AML measures;
- Develop training materials and coordinate compliance / AML training
- Perform ad hoc projects as required

Requirements:
- Degree in law, finance, accounting or related disciplines;
- Minimum 5 years of compliance experience in securities and futures houses;
- Excellent verbal and written communication skills in Chinese and English, proficiency in Mandarin is a plus;
- Good understanding of SFO and other relevant rules and regulations.
- A team player with strong communication and analytical skills as well as high degree of professional maturity